Note The job is a remote job and is open to candidates in USA. Optima Partners is a global firm that recognizes its people as its greatest asset. They are seeking a Compliance Analyst to develop technical expertise in surveillance, monitoring, and regulatory compliance processes for investment management firms. Responsibilities Conducting expert network chaperoning and reviewing expert network calls to identify and escalate potential regulatory risks Performing electronic communications surveillance and related monitoring activities Reviewing marketing materials and social media content for regulatory compliance Supporting anti-money laundering (AML) monitoring and regulatory filings, where required Analyzing clients’ books and records to identify potential compliance breaches or conduct risks Reviewing personal account dealing, gifts and entertainment, outside business interests, and conflicts of interest as part of ongoing monitoring programs Assisting with the execution of compliance monitoring reviews, including reviewing policies and procedures and drafting reports summarizing findings and recommendations Skills University degree Excellent written and verbal communication skills Strong analytical, research, and problem-solving skills Ability to work independently and collaboratively within a team Strong organizational skills with the ability to manage multiple projects and shifting priorities Ability to quickly understand and apply new regulatory concepts Benefits This is a full-time remote opportunity. Company Overview Optima Partners is a consulting and financial service provider company. It was founded in 2014, and is headquartered in New York, New York, USA, with a workforce of 51-200 employees. Its website is https//optima-partners.com. Apply To This Job
